Securities and Futures Commission

简明释义

证券及期货事务监察委员会

英英释义

An independent regulatory body responsible for overseeing the securities and futures markets in a specific jurisdiction, ensuring market integrity, protecting investors, and promoting fair and efficient trading.

一个独立的监管机构,负责监督特定管辖区内的证券和期货市场,确保市场的完整性,保护投资者,并促进公平和高效的交易。

例句

1.The Securities and Futures Commission 证券及期货事务监察委员会 conducts regular inspections of brokerage firms.

证券及期货事务监察委员会 Securities and Futures Commission 定期对经纪公司进行检查。

2.The Securities and Futures Commission 证券及期货事务监察委员会 plays a crucial role in maintaining investor confidence.

证券及期货事务监察委员会 Securities and Futures Commission 在维持投资者信心方面发挥着至关重要的作用。

3.The Securities and Futures Commission 证券及期货事务监察委员会 regulates the financial markets in Hong Kong.

在香港,证券及期货事务监察委员会 Securities and Futures Commission 监管金融市场。

4.Investors must comply with the rules set forth by the Securities and Futures Commission 证券及期货事务监察委员会 to ensure fair trading practices.

投资者必须遵守由证券及期货事务监察委员会 Securities and Futures Commission 制定的规则,以确保公平交易。

5.In response to market volatility, the Securities and Futures Commission 证券及期货事务监察委员会 issued new guidelines for risk management.

为了应对市场波动,证券及期货事务监察委员会 Securities and Futures Commission 发布了新的风险管理指南。

作文

The financial world is a complex and dynamic environment, where various entities operate to ensure the stability and integrity of markets. One of the key players in this realm is the Securities and Futures Commission, known as the SFC. The Securities and Futures Commission (证券及期货事务监察委员会) plays a crucial role in regulating the securities and futures markets in Hong Kong. Established in 1989, the SFC's primary objective is to protect investors, maintain market integrity, and promote the development of the securities and futures industries. To achieve these goals, the Securities and Futures Commission employs a range of regulatory measures. It oversees the licensing of market participants, including brokers, investment advisers, and fund managers. This licensing process ensures that only qualified individuals and firms are allowed to operate within the market, thereby safeguarding investors from potential fraud or malpractice.Moreover, the Securities and Futures Commission conducts regular inspections and audits of licensed entities to ensure compliance with the established regulations. These inspections help identify any irregularities or violations, allowing the SFC to take appropriate action, which may include fines, sanctions, or even revocation of licenses. By enforcing these rules, the SFC fosters a transparent and trustworthy market environment.Another significant function of the Securities and Futures Commission is its role in investor education. The SFC actively promotes financial literacy among the public through various initiatives, including workshops, seminars, and informational resources. By empowering investors with knowledge, the SFC helps them make informed decisions and encourages responsible investing practices.In addition to regulatory oversight and investor education, the Securities and Futures Commission also engages in policy development. It works closely with the government and other stakeholders to formulate policies that enhance the competitiveness of Hong Kong’s financial markets. This involves adapting to global market trends, implementing new technologies, and addressing emerging risks, such as cyber threats and environmental, social, and governance (ESG) considerations.The Securities and Futures Commission also collaborates with international regulatory bodies to ensure that Hong Kong’s regulations align with global standards. This cooperation is vital for maintaining the city’s reputation as a leading financial hub in Asia and attracting foreign investment. By adhering to international best practices, the SFC helps build trust among global investors, further enhancing market stability.In conclusion, the Securities and Futures Commission (证券及期货事务监察委员会) is an essential institution in Hong Kong's financial landscape. Its multifaceted approach to regulation, investor education, and policy development contributes significantly to the overall health of the securities and futures markets. By ensuring that the markets operate fairly and transparently, the SFC not only protects investors but also fosters confidence in the financial system as a whole. As the financial world continues to evolve, the role of the Securities and Futures Commission will remain critical in navigating the challenges and opportunities that lie ahead.

金融世界是一个复杂而动态的环境,各种实体在其中运作,以确保市场的稳定性和完整性。在这个领域中,证券及期货事务监察委员会(SFC)是关键参与者之一。证券及期货事务监察委员会Securities and Futures Commission)成立于1989年,其主要目标是保护投资者,维护市场诚信,并促进证券和期货行业的发展。为了实现这些目标,证券及期货事务监察委员会采取了一系列监管措施。它监督市场参与者的许可,包括经纪人、投资顾问和基金经理。这个许可过程确保只有合格的个人和公司被允许在市场上运营,从而保护投资者免受潜在的欺诈或不当行为。此外,证券及期货事务监察委员会定期对获得许可的实体进行检查和审计,以确保遵守既定的法规。这些检查有助于识别任何不规范或违规行为,使SFC能够采取适当的行动,包括罚款、制裁甚至撤销许可证。通过执行这些规则,SFC促进了一个透明和可信赖的市场环境。证券及期货事务监察委员会的另一个重要职能是投资者教育。SFC通过各种倡议积极促进公众的金融素养,包括研讨会、讲座和信息资源。通过赋予投资者知识,SFC帮助他们做出明智的决策,并鼓励负责任的投资实践。除了监管监督和投资者教育外,证券及期货事务监察委员会还参与政策制定。它与政府和其他利益相关者密切合作,制定增强香港金融市场竞争力的政策。这涉及适应全球市场趋势、实施新技术以及应对新兴风险,例如网络威胁和环境、社会和治理(ESG)考虑。证券及期货事务监察委员会还与国际监管机构合作,以确保香港的法规与全球标准保持一致。这种合作对于维护香港作为亚洲领先金融中心的声誉以及吸引外国投资至关重要。通过遵循国际最佳实践,SFC有助于在全球投资者中建立信任,进一步增强市场的稳定性。总之,证券及期货事务监察委员会Securities and Futures Commission)是香港金融格局中的重要机构。其多方面的监管、投资者教育和政策制定方法对证券和期货市场的整体健康贡献显著。通过确保市场公平透明地运作,SFC不仅保护投资者,还促进了整个金融系统的信心。随着金融世界的不断演变,证券及期货事务监察委员会在应对未来挑战和机遇中将继续发挥关键作用。

相关单词

and

and详解:怎么读、什么意思、用法

futures

futures详解:怎么读、什么意思、用法