registered securities

简明释义

记名证券

英英释义

Registered securities are financial instruments that have been registered with the appropriate regulatory authority, allowing them to be sold to the public and ensuring that the issuer complies with specific disclosure requirements.

注册证券是指已向相关监管机构登记的金融工具,允许其向公众出售,并确保发行人遵守特定的信息披露要求。

例句

1.Unlike bearer securities, registered securities provide a clear record of ownership.

与持票人证券不同,注册证券提供清晰的所有权记录。

2.Investors often prefer registered securities because they are easier to sell and transfer ownership.

投资者通常更喜欢注册证券,因为它们更容易出售和转让所有权。

3.The company issued registered securities to raise capital for its expansion plans.

公司发行了注册证券以筹集资金用于扩展计划。

4.The regulatory body requires companies to file reports on their registered securities annually.

监管机构要求公司每年提交关于其注册证券的报告。

5.When purchasing registered securities, buyers are guaranteed that their ownership is recorded in the company's books.

购买注册证券时,买方可以确保他们的所有权在公司的账簿中被记录。

作文

In the world of finance and investment, understanding various terms is crucial for making informed decisions. One such term is registered securities, which plays a significant role in the capital markets. Registered securities are financial instruments that are registered with the relevant regulatory authority, allowing them to be sold to the public. This registration process ensures that all necessary disclosures are made, providing potential investors with essential information about the security. When a company decides to issue registered securities, it must file a registration statement with the Securities and Exchange Commission (SEC) in the United States, for example. This statement includes details about the company's business, financial condition, and the specific securities being offered. The goal is to provide transparency and protect investors from fraud. By registering the securities, the company is also able to access a broader pool of investors, as these securities can be traded on public exchanges.One of the primary advantages of registered securities is that they are often considered less risky compared to unregistered or private offerings. Investors feel more secure knowing that the issuing company has complied with regulatory requirements and that there is a level of oversight in place. This can lead to increased investor confidence and potentially higher demand for the securities.Moreover, registered securities can be easily transferred between parties, enhancing their liquidity. This means that investors can buy and sell these securities on the secondary market, making it easier to convert their investments into cash when needed. The ability to trade registered securities on established exchanges also contributes to price discovery, allowing investors to gauge the value of their investments based on market conditions.However, it is important to note that the registration process can be time-consuming and costly for companies. The extensive paperwork and compliance requirements may deter some businesses from pursuing registered securities. Additionally, once the securities are registered, the company is subject to ongoing reporting requirements, which can add to the administrative burden.In conclusion, registered securities are an essential component of the financial markets, providing a mechanism for companies to raise capital while ensuring investor protection through regulatory oversight. Understanding this concept helps investors make better decisions and fosters a more transparent and efficient market environment. As individuals navigate their investment journeys, grasping the significance of registered securities will undoubtedly aid them in achieving their financial goals. By recognizing the benefits and challenges associated with these securities, investors can make more informed choices, ultimately leading to a healthier investment landscape overall.

在金融和投资的世界中,理解各种术语对于做出明智的决策至关重要。其中一个术语是注册证券,它在资本市场中发挥着重要作用。注册证券是指已在相关监管机构注册的金融工具,允许它们向公众出售。这个注册过程确保所有必要的披露得以进行,为潜在投资者提供关于证券的重要信息。当一家公司决定发行注册证券时,它必须向美国证券交易委员会(SEC)提交注册声明。该声明包括有关公司的业务、财务状况和所提供的特定证券的详细信息。目标是提供透明度并保护投资者免受欺诈。通过注册证券,公司还能够接触更广泛的投资者群体,因为这些证券可以在公共交易所交易。注册证券的主要优势之一是,它们通常被认为比未注册或私募发行的证券风险更小。投资者知道发行公司已遵守监管要求,并且有一定的监督机制,这使他们感到更安全。这可以导致投资者信心的增加,从而可能提高对这些证券的需求。此外,注册证券可以在各方之间轻松转让,从而增强其流动性。这意味着投资者可以在二级市场上买卖这些证券,使他们在需要时更容易将投资转换为现金。在成熟的交易所交易注册证券的能力也有助于价格发现,使投资者能够根据市场条件评估其投资的价值。然而,需要注意的是,注册过程可能对公司来说既耗时又昂贵。大量的文书工作和合规要求可能会使一些企业望而却步。此外,一旦证券注册,公司就必须遵守持续报告要求,这可能会增加行政负担。总之,注册证券是金融市场的重要组成部分,提供了一种公司筹集资本的机制,同时通过监管监督确保投资者保护。理解这一概念有助于投资者做出更好的决策,并促进一个更透明和高效的市场环境。当个人在投资旅程中前行时,掌握注册证券的重要性无疑将帮助他们实现财务目标。通过认识到与这些证券相关的好处和挑战,投资者可以做出更明智的选择,从而最终导致整体投资环境的健康发展。

相关单词

registered

registered详解:怎么读、什么意思、用法